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Posts related to ‘SEC’

WSJ: Hurd May Face SEC Probe

The SEC is investigating Mark Hurd's resignation from Hewlett Packard (NYSE: HPQ). This probe may include claims that Hurd shared inside H-P information, The Wall Street Journal reports. Douglas A. ...
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Media Digest (11/29/2010) Reuters, WSJ, NYT, FT, Bloomberg

Reuters: ECB executives sought to calm capital markets and assure them that the Ireland bailout should stabilize the euro. Reuters: Online bargain hunting has spread beyond CyberMonday. Reuters: Members of ...
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Media Digest 7/16/2010

MarketWatch:   AgBank rose after its debut on the Hong Kong market. Reuters:   Goldman Sachs Group (NYSE: GS) settled with the SEC for $550 million. Reuters:   BP plc (NYSE: BP) capped ...
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The Twitter-24/7 Wall St. Stock Market Report 7.13.2010 The Wisdom Of Crowds

Twitter has, by most estimates, 100 million members, which makes it one of the largest social networks in the world. All major media companies are on Twitter and some have ...
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Media Digest 7/1/2010 Reuters, WSJ, NYTimes, FT, Bloomberg

Reuters:   The House passed the financial reform bill leaving the Senate to act Reuters:   Work on the BP plc (NYSE: B) oil spill will be delayed because of Hurricane Alex. ...
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The Goldman Sachs Prosecution Chess Game (Memories Of Apple Back Dating)

The US Attorney of the Southern District of Manhattan, home to most prosecutions of Wall St. firms, has begun an investigation into Goldman Sachs Group's (NYSE: GS) trading to see ...
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Should Goldman Sachs Back Down?

Wall St. and legal experts have begun to question whether Goldman Sachs Group (NYSE: GS) should settle charges by the SEC that it defrauded investors by not disclosing its role ...
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GOLDMAN SACHS GETS GUILTY UNTIL INNOCENT TREATMENT

Goldman Sachs Group (NYSE: GS) may have done several terrible things including an alleged sale of mortgage-backed securities to financial firm ACA. Goldman may have allowed Paulson & Co. to determine the ...
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Goldman Sachs May Have Known About Charges For Nine Months

Goldman Sachs Group Inc (NYSE: GS) was warned about pending charges against it as early as nine months before the SEC charges were brought. SEC rules apparently do not require a ...
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The Ghost Of Lehman Bros.

The SEC Corporate Financial Division sent letters to the CFOs of twenty financial firms today reqiesting extremely detailed information about their use of Repo 105 instruments. Bankruptcy examiner Anton Valukas recently wrote as ...
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Cuban’s Demand For Legal Fees May Have Spurred SEC Appeal

Last week the SEC announced that it intended to appeal the dismissal of insider trading charges against Mark Cuban. Cuban is accused of having sold his stake in Mamma.com after the ...
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SEC Finally Curbs Naked Short Selling

The Securities and Exchange Commission has announced new measures this morning to curb naked short sales.  The rules impose a firm close-out requirement on short sellers and their brokers.  Parties ...
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