U.S. Securities and Exchange Commission

Shares of Nokia took it on the chin after the Finnish (and French) mobile and communications equipment maker warned of compliance issues at its Alcatel-Lucent business in a filing with the SEC.
Kraft Heinz felt the hurt on Friday after releasing earnings, announcing a probe by federal regulators and writing down a couple of its major brands. It was far and away the single worst trading day...
Johnson & Johnson still cannot escape the shadow of its Johnson's Baby Powder brand talc and asbestos lawsuits and overhang.
Opko Health shares shot up on Friday after the firm announced that it has settled with the SEC with regard to charges against the company's CEO.
Blue Apron technically joined the realm of penny stocks during this latest downdraft in the markets. If its shares stay under a dollar for too long, it could face delisting from the New York Stock...
The SEC has announced that it has settled charges against boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in initial...
The U.S. Securities and Exchange Commission (SEC) recently announced that it has agreed to a settlement with Christopher A. Faulkner—the self-proclaimed “Frack Master”—in connection with his...
The ongoing Tesla saga keeps offering new twists and turns for both the company and its shareholders.
GE agrees to a rich pay package for its new CEO, Toyota announces a huge recall, bond yields hit levels not seen since 2011, and other important business headlines.
The SEC files charges against Tesla CEO Elon Musk, J.C. Penney’s chief financial officer to resign, Netflix to double its investments in France, and other important business headlines.
The SEC has announced charges against Tesla CEO Elon Musk, alleging fraud.
Clovis shares might not be showing it now, but the company is facing some heat from the SEC over charges of misleading investors about the company’s developmental lung cancer drug.
Among the harshest penalties the SEC levies against executives who break federal law is a ban on them being a corporate officer or director of a public company.
MoviePass owner Helios and Matheson has called a special shareholders meeting to vote on another reverse stock split. Shares lost about 30% of their value and now trade at less than 2 cents per share.
USA Technologies shares dropped early on Tuesday after the company announced that it will not be filing its annual report (10-K form) for its fiscal year ended June 30, 2018, by the required...