U.S. Securities and Exchange Commission

The U.S. Securities and Exchange Commission on Monday appointed its first senior official whose job is to make sense of the fast-growing world of digital currencies and assets.
Helios and Matheson, the company that owns the controlling stake in movie subscription service MoviePass, said in an SEC filing this morning that cash is tight and access to more cash may be...
Longfin is under a lot of fire after the SEC halted the stock and is now suing the company. This very well could be a death sentence for the blockchain firm.
Jamie Dimon and others have called bitcoin and cryptocurrencies in general fraudulent. And now it seems the SEC is proving them right.
The SEC has finally charged Silicon Valley-based private company Theranos, along with its founder and CEO Elizabeth Holmes and former President Ramesh “Sunny” Balwani, with a massive fraud.
The SEC plans to regulate cryptocurrencies, the United States is not among nations that will sign a trans-Pacific trade deal, Snap will lay off more people, and other important headlines.
The SEC earlier this week released new guidance related to disclosure of cybersecurity attacks and how companies should deal with them, including prohibiting insider stock sales before the attacks...
The SEC has obtained a court order halting an allegedly fraudulent initial coin offering that targeted retail investors to fund what was being represented as the world's first decentralized bank.
The SEC has announced charges and an asset freeze against a group of unregistered funds and their owner accused of allegedly bilking thousands of retail investors, many of them seniors, in a $1.2...
There certainly are many people willing to sucker other people out of their hard-earned money in the cryptocurrency space.
Apple has been named the world's most valuable brand, GE is selling its industrial business assets to ABB, Intel has released the latest version of its PC chips, and more important headlines.
The hack of the SEC database shares something in common with most other recent large hacks of corporate and government databases. It did not get around to mentioning the problem until well after it...
There is legal insider trading, where corporate insiders have windows of time buy or sell shares in their companies. And then there is illegal insider trading, whereby privileged information is used...
The SEC has charged a former broker with knowingly or recklessly trading unsuitable investment products in the accounts of five customers and misappropriating over $170,000 from one of those...
The SEC has sought an emergency court order to freeze assets tied to two brokerage accounts used last week to reap over $1 million.