U.S. Securities and Exchange Commission
The SEC has announced charges against Tesla CEO Elon Musk, alleging fraud.
4 years ago
Last Updated: 3 years ago
Clovis shares might not be showing it now, but the company is facing some heat from the SEC over charges of misleading investors about the company’s developmental lung cancer drug.
4 years ago
Last Updated: 3 years ago
Among the harshest penalties the SEC levies against executives who break federal law is a ban on them being a corporate officer or director of a public company.
4 years ago
Last Updated: 3 years ago
MoviePass owner Helios and Matheson has called a special shareholders meeting to vote on another reverse stock split. Shares lost about 30% of their value and now trade at less than 2 cents per share.
4 years ago
Last Updated: 3 years ago
USA Technologies shares dropped early on Tuesday after the company announced that it will not be filing its annual report (10-K form) for its fiscal year ended June 30, 2018, by the required...
4 years ago
Last Updated: 3 years ago
There’s a lot of money to be made off of the legalization trends in marijuana. Many business owners in the still-controversial segment of cannabis have struck a new fortune. It’s a...
4 years ago
Last Updated: 3 years ago
The SEC has rejected proposals for nine bitcoin-backed ETFs. It said the funds fail to meet rules designed to protect investors against fraud and manipulation.
4 years ago
Last Updated: 3 years ago
Tesla CEO Elon Musk on Monday posted some of the details behind his tweet last week that he was considering taking the company private and that funding had been secured for the transaction. Tesla's...
4 years ago
Last Updated: 3 years ago
Plans for a huge retail merger deal are dropped, the tariff war between the United States and China escalates, the SEC examines by Elon Musk comments about taking Tesla private, and other important...
4 years ago
Last Updated: 3 years ago
The SEC has filed fraud charges against a second defendant in connection with a scheme to manipulate the price of Fitbit securities through false regulatory filings.
4 years ago
Last Updated: 3 years ago
The SEC has announced that Credit Suisse will pay roughly $30 million to resolve charges of violating the Foreign Corrupt Practices Act.
4 years ago
Last Updated: 3 years ago
The SEC has charged two men alleged to have profited from illegal sales of stock of a company claiming to have a blockchain-related business.
4 years ago
Last Updated: 3 years ago
The company that controls MoviePass has filed a shelf registration to sell equity or debt valued at up to $1.2 billion over the next three years. That's optimism for a stock that's dropped 99% of its...
4 years ago
Last Updated: 3 years ago
Wells Fargo has settled more of its charges with the SEC. This is yet another offense by the mega bank that is being added a growing list of things to apologize for.
4 years ago
Last Updated: 3 years ago
Two researchers at the University of Texas have found "substantial support" for the belief that price manipulation may be the cause of significant distortion in cryptocurrency markets.
4 years ago
Last Updated: 3 years ago