Companies /Financial Services

Saratoga Investment Corp

NYSE: SAR Asset Management
$18.41
â–² $0.08 (+0.44%) today
Markets open · 11:58am ET

Q3 2026 Earnings

Reported Jan 7, 2026, 4:05pm ET · SEC source
$0.74
Beat +25.15%
EPS · est. $0.59
$31.6M
Beat +0.96%
Revenue · est. $31.3M
+1.1%
Beating market
SAR vs S&P since report
2 quarters
Consecutive EPS misses

Market Reaction

% change · around the report
−2%−1%0Jan 7Jan 8report 4:05pm ETearnings+0.1%−0.0%
−2%−1%0Jan 7Jan 8earnings+0.1%−0.0%
SAR −0.0%S&P 500 +0.1%
−2.7%−1.8%−0.9%0Jan 7Jan 8report 4:05pm ETearnings−0.5%−0.0%
−2.7%−1.8%−0.9%0Jan 7Jan 8earnings−0.5%−0.0%
SAR −0.0%NASDAQ −0.5%
−2%0+2%+4%Jan 6Jan 15report 4:05pm ETearnings+0.3%+3.9%
−2%0+2%+4%Jan 6Jan 15earnings+0.3%+3.9%
SAR +3.9%S&P 500 +0.3%
−2%0+2%+4%Jan 6Jan 15report 4:05pm ETearnings−0.4%+3.9%
−2%0+2%+4%Jan 6Jan 15earnings−0.4%+3.9%
SAR +3.9%NASDAQ −0.4%
+1.55%
Day of report
+1.22%
Next session
+3.75%
One week
+1.44%
30 days

S&P 500 over the same 30 days: +0.38%.

Did SAR Beat Earnings? Q3 2026 Results

Saratoga Investment Corp. beat analyst expectations in fiscal Q3 2026, posting earnings of $0.74 per share on total investment income of $31.65 million, with adjusted net investment income of $0.61 per share clearing the $0.59 consensus estimate. The business development company navigated a challenging rate environment, as its weighted average portfolio interest rate slipped to 10.6% from 11.8% a year ago, pulling total investment income down 11.8% year-over-year, though the sequential recovery of 3.3% from the prior quarter signaled stabilizing momentum. A $500,000 reduction in interest expenses, following $17.00 million in baby bond repayments and the replacement of the Encina Credit Facility with a new $85.00 million Valley National Bank facility, helped cushion margins. AUM crossed $1.02 billion, up 5.8% year-over-year, and net originations of $17.20 million in the quarter were followed by approximately $89.30 million in post-quarter closings, against $30.50 million in repayments, reinforcing management's confidence in a declared Q4 base dividend of $0.75 per share, representing a 12.9% annualized yield.

Key Takeaways
  • Core BDC net interest margin increased from $13.1 million to $13.5 million driven by $0.5 million decrease in interest expenses from baby bond repayments
  • Net originations of $17.2 million from $72.1 million in new investments and nine follow-ons offset by $54.9 million in repayments
  • OID accelerations from specific repayments contributed to sequential investment income increase
  • 99.8% of credits rated in highest category with only one investment on non-accrual
  • Core non-CLO portfolio marked up by $2.9 million including realized gains
  • Weighted average current yield on portfolio of 9.7% based on fair values

“This quarter's highlights include continued NAV growth from the previous quarter and year with stable NAV per share, an increase in NII of $0.03 per share from the previous quarter, a strong 13.5% return on equity beating the industry, net originations of $17.2 million including three new portfolio companies, and importantly, continued solid performance from the core BDC portfolio in a volatile macro environment.”

Saratoga Investment CEO, on the earnings call

Forward Guidance & Outlook

Management noted renewed momentum in M&A activity and expects continued strong origination activity, with approximately $89.3 million of new originations closed or in closing post quarter-end in four new portfolio companies and six follow-ons, against $30.5 million in repayments, for a net anticipated increase of approximately $58.8 million. The company declared a Q4 fiscal 2026 base dividend of $0.75 per share ($0.25 monthly), representing a 12.9% annualized yield. Management remains cautious but optimistic, believing broader private credit concerns are idiosyncratic rather than systemic, and that Saratoga's lower middle market positioning insulates it. The company has $395.6 million in total undrawn borrowing capacity and $169.6 million in cash to deploy accretively.

SAR YoY Financials

Revenue$31.6M
Net Income$12.0M

Figures from SEC filings and company reports. Not investment advice.