U.S. Securities and Exchange Commission

It is becoming increasingly obvious that traditional fiscal policies from central banks just aren't adding up to be enough to stop the economy from moving rapidly from a raging bull market into a...
Jon C. Ogg
The SEC has issued a concept document that explores opening hedge funds and private equity funds to small retail investors.
Paul Ausick
Brokerage firms with a history of misconduct or that employ a high number of brokers and advisors with red flags may about to face even more regulatory scrutiny. FINRA has requested a comment period...
Jon C. Ogg
Shares of Nokia took it on the chin after the Finnish (and French) mobile and communications equipment maker warned of compliance issues at its Alcatel-Lucent business in a filing with the SEC.
Jon C. Ogg
Kraft Heinz felt the hurt on Friday after releasing earnings, announcing a probe by federal regulators and writing down a couple of its major brands. It was far and away the single worst trading day...
Chris Lange
Johnson & Johnson still cannot escape the shadow of its Johnson's Baby Powder brand talc and asbestos lawsuits and overhang.
Jon C. Ogg
Opko Health shares shot up on Friday after the firm announced that it has settled with the SEC with regard to charges against the company's CEO.
Chris Lange
Blue Apron technically joined the realm of penny stocks during this latest downdraft in the markets. If its shares stay under a dollar for too long, it could face delisting from the New York Stock...
Jon C. Ogg
The SEC has announced that it has settled charges against boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in initial...
Chris Lange
The U.S. Securities and Exchange Commission (SEC) recently announced that it has agreed to a settlement with Christopher A. Faulkner—the self-proclaimed “Frack Master”—in connection with his...
Chris Lange
The ongoing Tesla saga keeps offering new twists and turns for both the company and its shareholders.
Jon C. Ogg
GE agrees to a rich pay package for its new CEO, Toyota announces a huge recall, bond yields hit levels not seen since 2011, and other important business headlines.
Douglas A. McIntyre
The SEC files charges against Tesla CEO Elon Musk, J.C. Penney’s chief financial officer to resign, Netflix to double its investments in France, and other important business headlines.
Douglas A. McIntyre
The SEC has announced charges against Tesla CEO Elon Musk, alleging fraud.
Douglas A. McIntyre
Clovis shares might not be showing it now, but the company is facing some heat from the SEC over charges of misleading investors about the company’s developmental lung cancer drug.
Chris Lange