U.S. Securities and Exchange Commission

The risks of cyberattacks on stock exchanges, banking systems and global financial systems are not new. If targets are lucky, they are only targeted for cyber theft.
The SEC on Wednesday announced looser qualifications necessary to become an accredited investor eligible to invest in private markets where the rewards may be higher and the risks certainly are.
It appears that the regulators have decided to go after the United States Oil Fund, the so-called Oil ETF.
Ford has filed a preliminary prospectus for three senior unsecured note offerings to raise more cash. This is the company's first offering since its debt was downgraded to junk last month.
Luckin Coffee shares cratered on Thursday after the company announced that it has formed a committee of three independent directors to investigate internal misconduct.
It is becoming increasingly obvious that traditional fiscal policies from central banks just aren't adding up to be enough to stop the economy from moving rapidly from a raging bull market into a...
The SEC has issued a concept document that explores opening hedge funds and private equity funds to small retail investors.
Brokerage firms with a history of misconduct or that employ a high number of brokers and advisors with red flags may about to face even more regulatory scrutiny. FINRA has requested a comment period...
Shares of Nokia took it on the chin after the Finnish (and French) mobile and communications equipment maker warned of compliance issues at its Alcatel-Lucent business in a filing with the SEC.
Kraft Heinz felt the hurt on Friday after releasing earnings, announcing a probe by federal regulators and writing down a couple of its major brands. It was far and away the single worst trading day...
Johnson & Johnson still cannot escape the shadow of its Johnson's Baby Powder brand talc and asbestos lawsuits and overhang.
Opko Health shares shot up on Friday after the firm announced that it has settled with the SEC with regard to charges against the company's CEO.
Blue Apron technically joined the realm of penny stocks during this latest downdraft in the markets. If its shares stay under a dollar for too long, it could face delisting from the New York Stock...
The SEC has announced that it has settled charges against boxer Floyd Mayweather Jr. and music producer DJ Khaled for failing to disclose payments they received for promoting investments in initial...
The U.S. Securities and Exchange Commission (SEC) recently announced that it has agreed to a settlement with Christopher A. Faulkner—the self-proclaimed “Frack Master”—in connection with his...